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Stephanie Jo Abernathy

Northwestern Mutual Investment Services, LLC

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About Stephanie Jo Abernathy

Stephanie Jo Abernathy is a financial advisor with Northwestern Mutual Investment Services, LLC. Stephanie has been in the financial services industry since 2004. Stephanie is licensed to provide financial advice in multiple states, including Illinois, Indiana, Minnesota, Missouri, Virginia, Georgia, Florida, and the District of Columbia. She is also a registered representative of Northwestern Mutual Investment Services, LLC. Stephanie's financial advisor profile shows that she has received both principal and product exams, and currently provides investment research, referrals to other advisors and financial planning services.

Firm Information

Stephanie Abernathy is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephanie Abernathy’s Registration & Firm History

IL

05/21/2008 - Present

Northwestern Mutual Investment Services, LLC (CHAMPAIGN IL)

WI

12/19/2003 - 07/21/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 07/20/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/20/2005

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/21/2006

Series 7 - General Securities Representative Examination

BC

Issued 12/18/2003

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Jo Abernathy.
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