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Stephanie Jei-yu Yang

Northwestern Mutual Investment Services, LLC

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About Stephanie Jei-yu Yang

Stephanie Yang is a financial advisor who has been in the industry since 2011. She is registered with the state of California as both a broker-dealer and an investment advisor representative. Stephanie is currently affiliated with Northwestern Mutual Investment Services, LLC and is located in San Francisco, CA. Stephanie has obtained both state and product-based licenses, including the Series 6, 7, and 63. Stephanie's experience also includes prior affiliations with Northwestern Mutual Wealth Management Company in Milwaukee, WI, and several individual advisors in Newport Beach, CA. Stephanie is also an artist and graphic designer outside of her work as a financial advisor.

Firm Information

Stephanie Yang is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephanie Yang’s Registration & Firm History

CA

04/01/2013 - Present

Northwestern Mutual Investment Services, LLC (SAN FRANCISCO CA)

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Licenses & Designations

IA

Issued 03/23/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/2012

Series 7 - General Securities Representative Examination

BC

Issued 08/06/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Jei-yu Yang.
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