Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Jean Gates is a Registered Representative with Charles Schwab & CO., Inc. with 14 years of experience in the financial services industry. Stephanie has been licensed with the state of Nebraska, and holds Series 63, Series 7, and Series 24 licenses. Stephanie has experience in the financial services industry, with prior roles at TD Ameritrade, Inc. and TD Ameritrade Clearing, Inc. Prior to joining Charles Schwab & CO., Inc., Stephanie was an advisor at TD Ameritrade, Inc. She specializes in providing advisory services such as financial planning, selection of other advisors, and wrap fee program sponsor and financial planning advisor referral program. Stephanie is dedicated to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NE
11/03/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
08/01/2018 - 11/03/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
03/11/2014 - 08/02/2018
TD AMERITRADE CLEARING, INC. (OMAHA NE)
NE
11/11/2013 - 03/11/2014
TD AMERITRADE, INC. (OMAHA NE)
NE
07/13/2009 - 11/11/2013
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 07/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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