Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Hartman is a registered investment advisor representative with Vanguard Advisers, Inc. Stephanie has been in the financial services industry for over 7 years. Stephanie holds Series 63, 66 and 7 licenses and has passed the SIE exam. Stephanie is registered with the state of North Carolina and Texas and has been with Vanguard since 2014. Stephanie specializes in working with individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
05/04/2021 - Present
Vanguard Advisers, Inc. (CHARLOTTE NC)
BOTH
Issued 04/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Stephanie Hartman is the right advisor for you? Invested Better is here to help.
