Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Jean Bottino is a financial advisor with RBC Capital Markets, LLC. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 63, Series 65 and Series 66 licenses. Stephanie has been working in the financial services industry since 2010. Her previous employers include MML Investors Services, LLC, MSI Financial Services, Inc., Lincoln Financial Advisors Corporation, Cambridge Investment Research, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
04/30/2024 - Present
RBC Capital Markets, LLC (WEST HARTFORD CT)
CT
03/25/2017 - 04/30/2024
MML INVESTORS SERVICES, LLC (WEST HARTFORD CT)
CT
11/03/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WEST HARTFORD CT)
CT
05/15/2014 - 10/01/2015
LINCOLN FINANCIAL ADVISORS CORPORATION (WINDSOR CT)
CT
11/13/2013 - 03/07/2014
CAMBRIDGE INVESTMENT RESEARCH, INC. (WEST HARFORD CT)
NY
09/05/2002 - 06/07/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/22/2001 - 07/23/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 01/28/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/12/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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