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Stephanie Janis Stiefel

Neuberger Berman BD LLC

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About Stephanie Janis Stiefel

Stephanie Janis Stiefel is a registered investment advisor representative with Neuberger Berman BD LLC. Stephanie has been in the industry since 1991 and holds a number of licenses including Series 7, 9, 10, 24, and 63. Stephanie has been with Neuberger Berman since 1999 and has over 20 years of experience in the investment industry.

Firm Information

Stephanie Stiefel is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Stephanie Stiefel’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/22/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/30/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Janis Stiefel.
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