Unclaimed
Stephanie Janis Stiefel is a registered investment advisor representative with Neuberger Berman BD LLC. Stephanie has been in the industry since 1991 and holds a number of licenses including Series 7, 9, 10, 24, and 63. Stephanie has been with Neuberger Berman since 1999 and has over 20 years of experience in the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/26/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BC
Issued 06/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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