Unclaimed
Stephanie Janine Guild is a registered representative with Robinhood Financial, LLC, and has been in the financial services industry since September 20, 2004. Stephanie is a registered principal with the firm, holding Series 24 and Series 7 licenses. Stephanie previously worked at J.P. MORGAN SECURITIES LLC and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. Stephanie is registered in all states for securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/26/2021 - Present
Robinhood Financial, LLC (New York NY)
NY
04/02/2009 - 11/03/2021
J.P. MORGAN SECURITIES LLC (New York NY)
NY
07/20/2001 - 05/26/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
09/25/2000 - 05/29/2001
ROBERT FLEMING INC. (NEW YORK NY)
BC
Issued 04/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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