Invested Better
Unclaimed

Unclaimed

Unclaimed

Stephanie Janine Guild

Robinhood Financial, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Stephanie? Claim Your Profile

About Stephanie Janine Guild

Stephanie Janine Guild is a registered representative with Robinhood Financial, LLC, and has been in the financial services industry since September 20, 2004. Stephanie is a registered principal with the firm, holding Series 24 and Series 7 licenses. Stephanie previously worked at J.P. MORGAN SECURITIES LLC and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. Stephanie is registered in all states for securities.

Firm Information

Stephanie Guild is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Stephanie Guild’s Registration & Firm History

NY

10/26/2021 - Present

Robinhood Financial, LLC (New York NY)

NY

04/02/2009 - 11/03/2021

J.P. MORGAN SECURITIES LLC (New York NY)

NY

07/20/2001 - 05/26/2005

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)

NY

09/25/2000 - 05/29/2001

ROBERT FLEMING INC. (NEW YORK NY)

Not sure if Stephanie Janine Guild is right for you?

Licenses & Designations

BC

Issued 04/28/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/23/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Janine Guild.
Not sure if Stephanie Janine Guild is right for you?