Unclaimed
Stephanie Tippenhauer is a registered representative with Fifth Third Securities, Inc., a broker-dealer firm with a national presence. Stephanie has been in the financial services industry since 2003 and has a wealth of experience in providing investment advice and portfolio management services. Stephanie is registered to provide investment advice in 23 states and is also licensed as an investment advisor in Ohio. She holds the Series 6, 7, 63 and 66 securities licenses, as well as the SIE exam. Stephanie's primary focus is on providing financial guidance and investment solutions for high net worth individuals, corporations, and institutional clients. Stephanie's dedication to her clients' financial success is evident in her commitment to providing personalized attention and comprehensive financial planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
03/23/2016 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
OH
09/17/2003 - 04/22/2008
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BOTH
Issued 3/23/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/3/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/17/2016
Series 7 - General Securities Representative Examination
BC
Issued 9/16/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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