Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Daigle is a financial advisor with Wells Fargo Clearing Services, LLC. Stephanie has over 15 years of experience in the financial services industry, having previously worked for Morgan Stanley and Citigroup Global Markets Inc. Stephanie's practice is focused on providing personalized financial planning and investment management services to individuals and families. Stephanie holds the Series 7, Series 31, and Series 66 licenses. Stephanie is registered in 46 states and the District of Columbia. Stephanie is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
09/01/2016 - Present
Wells Fargo Clearing Services, LLC (HOLLADAY UT)
UT
06/01/2009 - 09/09/2016
MORGAN STANLEY (HOLLADAY UT)
UT
10/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALT LAKE CITY UT)
BOTH
Issued 01/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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