Unclaimed
Stephanie Hu is a registered representative of Fidelity Brokerage Services LLC, and has been in the industry since June 29, 2022. Stephanie is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 7TO, and SIE licenses. Stephanie is registered in 53 states and the District of Columbia. Fidelity Brokerage Services LLC is a full-service brokerage firm that offers a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
06/30/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
BC
Issued 08/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/18/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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