Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Higgins is an investment advisor representative with UBS Financial Services Inc. Stephanie has been in the financial services industry since 2008. Stephanie has a wide range of experience and is registered to provide investment advisory services in New Jersey, New York, and Texas. Stephanie has a diverse background, having worked at firms such as Morgan Stanley and White Mountain Capital, LLC. Stephanie holds a variety of licenses and certifications, including Series 7, 24, 55, 63, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
04/08/2021 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
01/23/2020 - 04/20/2021
MORGAN STANLEY (JERICHO NY)
NY
01/01/2008 - 12/13/2019
WHITE MOUNTAIN CAPITAL, LLC (NEW YORK NY)
BOTH
Issued 03/02/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/31/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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