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Stephanie H. Shum

Grove Point Advisors, LLC

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About Stephanie H. Shum

Stephanie Shum is a financial advisor with Grove Point Advisors, LLC. Stephanie has been in the financial industry since 2007 and holds the Series 7, Series 63, Series 66, and SIE licenses. Stephanie is registered with the state of California as an investment advisor representative.

Firm Information

Stephanie Shum is currently registered with Grove Point Advisors, LLC. Grove Point Advisors, LLC is a Rockville, MD-based financial advisor that provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisors to high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, pension and profit-sharing plans, and charitable organizations. The firm manages approximately $2.36 billion in client assets.
Grove Point Advisors, LLC

2440 RESEARCH BLVD

ROCKVILLE, MD 20850

$2.36B

Assets Under Management

6,735

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Stephanie Shum’s Registration & Firm History

MD

05/31/2023 - Present

Grove Point Advisors, LLC (ROCKVILLE MD)

CA

12/11/2007 - 03/02/2011

JMP SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BOTH

Issued 05/30/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/05/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/03/2023

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie H. Shum.
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