Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Allen has been in the financial industry since 2004. Stephanie is currently registered with Northwestern Mutual Investment Services, LLC, and is licensed in Tennessee. She has previously worked with UBS Financial Services Inc., Laffer Advisors Incorporated, and NBC Securities, Inc. Stephanie's previous experience has given her a strong foundation in providing financial advice to clients. She has a strong understanding of the investment industry and is committed to providing her clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
09/27/2012 - Present
Northwestern Mutual Investment Services, LLC (NASHVILLE TN)
NJ
10/02/2006 - 07/23/2012
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
TN
01/24/2005 - 11/20/2006
LAFFER ADVISORS INCORPORATED (NASHVILLE TN)
AL
04/14/2004 - 10/25/2004
NBC SECURITIES, INC. (BIRMINGHAM AL)
BC
Issued 05/18/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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