Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Busby is a financial advisor who has been in the industry since May 30, 2007. Stephanie is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since April 9, 2010. Previously, Stephanie worked for Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Stephanie holds the Series 66, Series 7, and SIE licenses and has been registered in Tennessee, Alabama, Virginia, and other states. Stephanie specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and corporations. Stephanie is also a registered representative of Raymond James Financial Services Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
04/09/2010 - Present
Raymond James Financial Services Advisors, Inc. (PULASKI TN)
TN
06/01/2009 - 06/23/2009
MORGAN STANLEY SMITH BARNEY (PULASKI TN)
TN
05/31/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PULASKI TN)
BOTH
Issued 03/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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