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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Lyman is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie is registered with the state of Virginia as well as North Carolina. Stephanie holds the Series 7, Series 63, and Series 66 licenses as well as the SIE exam. Stephanie has been in the securities industry since August 2010. Stephanie has been with Merrill Lynch since November 2016. Stephanie also owns rental properties. Stephanie specializes in the following: retirement planning, college savings plans, investments, insurance, and estate planning. Stephanie offers a variety of advisory services, including portfolio management, investment research and selection, and financial planning. Stephanie's firm provides financial planning services to a variety of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/23/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTESVILLE VA)
VA
07/17/2014 - 11/22/2016
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTESVILLE VA)
VA
09/14/2010 - 05/17/2011
SUNTRUST INVESTMENT SERVICES, INC. (CHARLOTTESVILLE VA)
BC
Issued 08/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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