Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Gordon is a financial advisor with Fidelity Brokerage Services LLC in Salt Lake City, Utah. Stephanie has been in the financial industry since December 11, 1999. Stephanie is licensed in all 50 states and holds Series 6, 7, and 63 licenses as well as the SIE exam. She is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
04/29/2013 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
04/02/2007 - 08/12/2008
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
11/01/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY CITY UT)
CA
12/08/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
RI
07/26/1993 - 04/06/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 05/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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