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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Glassman is a financial advisor with over 20 years of experience in the industry. Stephanie is currently registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Stephanie has worked for several firms over the years, including Morgan Stanley and Citigroup Global Markets Inc. Stephanie holds the Series 7, Series 9, Series 10, Series 63, Series 66, SIE and Series 99TO licenses. Stephanie is licensed to provide financial advice in Arkansas, Colorado, Massachusetts, Utah, and Wyoming. Stephanie has a strong track record of helping clients achieve their financial goals. Stephanie specializes in working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
02/10/2023 - Present
Wells Fargo Advisors Financial Network, LLC (Denver CO)
CO
06/01/2009 - 09/26/2013
MORGAN STANLEY (DENVER CO)
CO
03/11/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (DENVER CO)
MI
07/11/2001 - 09/28/2001
BEACON INVESTMENT COMPANY (ANN ARBOR MI)
BOTH
Issued 12/21/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/29/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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