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Stephanie Fay Weiner

Neuberger Berman BD LLC

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About Stephanie Fay Weiner

Stephanie Weiner is a registered representative with Neuberger Berman BD LLC and has been in the industry since August 1987. Stephanie holds the Series 63, Series 7, Series 55, Series 57TO and SIE licenses. Stephanie is registered in New York. Stephanie is also registered with FINRA and is active in the broker-dealer channel.

Firm Information

Stephanie Weiner is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

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Stephanie Weiner’s Registration & Firm History

NY

08/18/1987 - Present

Neuberger Berman BD LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/15/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Fay Weiner.
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