Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Ellen Brooks is an active investment advisor representative with Osaic Wealth, Inc. based in Scottsdale, Arizona. Stephanie has been in the industry since August 2009. She is a licensed broker-dealer and investment advisor representative registered in Georgia. Stephanie is a skilled financial advisor and portfolio manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/23/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/26/2019 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
GA
04/23/2014 - 02/25/2019
FORESIDE FUND SERVICES, LLC (Atlanta GA)
GA
11/04/2010 - 06/12/2013
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
GA
04/12/2007 - 07/02/2008
WACHOVIA SECURITIES, LLC (DUNWOODY GA)
BOTH
Issued 09/19/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/30/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2010
Series 7 - General Securities Representative Examination
BC
Issued 04/11/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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