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Stephanie Elizabeth Rushton

National Financial Services LLC

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About Stephanie Elizabeth Rushton

Stephanie Elizabeth Rushton is a registered representative with National Financial Services LLC. Stephanie has been in the financial services industry since February 2019 and holds the Series 7TO and SIE licenses. Stephanie is currently licensed in Rhode Island.

Firm Information

Stephanie Rushton is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Rushton’s Registration & Firm History

RI

02/27/2019 - Present

National Financial Services LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 02/27/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/18/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Elizabeth Rushton.
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