Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Kelly is a financial advisor at Raymond James & Associates, Inc. with 19 years of experience in the financial services industry. Stephanie is registered in 23 states including Oregon, Texas, California, New York, Florida, and Washington. Stephanie holds the Series 7, Series 31, Series 66 and the SIE licenses. Stephanie's firm manages assets for a wide range of clients including high-net-worth individuals, corporations, pension plans and charitable organizations. In addition to her investment advisory services, Stephanie also provides financial planning services, including college savings, retirement planning and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
05/15/2014 - Present
Raymond James & Associates, Inc. (Portland OR)
OR
06/01/2009 - 11/14/2013
MORGAN STANLEY (PORTLAND OR)
OR
10/31/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PORTLAND OR)
OR
08/06/2004 - 11/05/2007
A. G. EDWARDS & SONS, INC. (EUGENE OR)
BOTH
Issued 08/19/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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