Unclaimed
Stephanie Herrera is a registered representative with Foreside Fund Services, LLC, a firm headquartered in Newark, New Jersey. Stephanie holds the Series 7TO, Series 63 and SIE licenses, demonstrating her expertise in securities trading and industry knowledge. Stephanie has been in the securities industry since January 2022. Currently, Stephanie is registered in Delaware, District of Columbia, Maryland, New Jersey, North Carolina, Pennsylvania, Tennessee, Virginia, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/17/2022 - Present
Foreside Fund Services, LLC (Newark NJ)
BC
Issued 12/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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