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Stephanie Elissa Kendal

Mufg Securities Americas Inc.

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About Stephanie Elissa Kendal

Stephanie Kendal is a financial advisor with over 6 years of experience in the industry. She is currently registered with MUFG Securities Americas Inc. in New York, NY and holds Series 63, SIE, and Series 7 licenses. Stephanie has previously worked at Deutsche Bank Securities Inc.

Firm Information

Stephanie Kendal is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Kendal’s Registration & Firm History

NY

10/22/2020 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

08/31/2017 - 10/23/2020

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/23/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Elissa Kendal.
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