Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Hartmann is an investment advisor representative with The Oak Ridge Financial Services Group, Inc. Stephanie has been in the financial services industry since May 2003. Stephanie has been registered as a broker-dealer and investment advisor representative in Minnesota since 2021. Stephanie has experience in the financial services industry. She has a track record of providing financial planning and portfolio management services to individuals and high-net-worth clients. Stephanie also provides selection of other advisors services. Stephanie is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
02/19/2025 - Present
THE OAK Ridge Financial Services Group, Inc. (GOLDEN VALLEY MN)
MT
06/27/2017 - 04/17/2019
MORGAN STANLEY (BOZEMAN MT)
FL
08/05/2013 - 05/16/2016
SOUZA BARROS SECURITIES, INC (MIAMI FL)
FL
01/10/2012 - 10/29/2012
ITA FINANCIAL SERVICES, LLC (MIAMI FL)
FL
02/02/2009 - 09/22/2011
INTERCAM SECURITIES, INC. (MIAMI FL)
FL
10/27/2008 - 12/05/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (NAPLES FL)
FL
04/02/2007 - 07/18/2008
MORGAN STANLEY & CO. INCORPORATED (FT. LAUDERDALE FL)
FL
06/19/2006 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
MT
12/14/2001 - 10/06/2004
BRINSON PATRICK SECURITIES CORPORATION (CORVALLIS MT)
CO
05/10/1999 - 11/16/1999
EBI SECURITIES CORPORATION (ENGLEWOOD CO)
NY
02/19/1998 - 05/17/1999
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
IL
03/13/1996 - 03/17/1998
CHICAGO CAPITAL, INC. (CHICAGO IL)
MO
11/17/1994 - 01/15/1996
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BOTH
Issued 10/02/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 05/14/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/03/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2015
Series 3 - National Commodity Futures Examination
BC
Issued 08/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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