Unclaimed
Stephanie Doubek is a financial advisor with over 30 years of experience in the industry. Stephanie is currently registered with Interactive Brokers LLC. Stephanie was previously registered with Archipelago, L.L.C., Waterhouse Securities, Inc. and Shearson Lehman Hutton Inc. Stephanie has passed the Series 7, Series 8, Series 63, Series 7TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/23/2023 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
04/09/1998 - 05/09/2000
ARCHIPELAGO, L.L.C. (CHICAGO IL)
NE
02/21/1989 - 04/10/1996
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
08/23/1988 - 02/17/1989
SHEARSON LEHMAN HUTTON INC.
BC
Issued 03/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2019
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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