Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Dobbs Petty is a financial advisor in Richmond, Virginia, with over 20 years of experience in the industry. Stephanie currently works at Truist Investment Services, Inc. and previously worked at BB&T Securities, LLC and First Clearing, LLC. Stephanie holds Series 7, 55, 57TO, and SIE licenses and has earned the Series 63 license for the state of Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VA
12/16/2021 - Present
Truist Investment Services, Inc. (RICHMOND VA)
VA
04/13/2011 - 09/16/2020
BB&T SECURITIES, LLC (RICHMOND VA)
VA
04/15/2002 - 04/07/2011
FIRST CLEARING, LLC (GLEN ALLEN VA)
BC
Issued 04/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/12/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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