Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Diane Plaia is a financial advisor with Huron Transaction Advisory LLC. Stephanie is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 79TO, Series 24, and SIE licenses. Stephanie has been in the industry since February 2023. Stephanie is registered in California, Illinois, New York, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
02/27/2023 - Present
Huron Transaction Advisory LLC (CHICAGO IL)
BC
Issued 04/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/22/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/26/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/27/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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