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Stephanie Dempster

Tradestation Securities, Inc.

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About Stephanie Dempster

Stephanie Dempster is a financial professional with over 14 years of experience in the financial services industry. Stephanie is currently registered with Tradestation Securities, Inc., a broker-dealer based in Plantation, Florida. Stephanie has held previous positions with Robinhood Securities, LLC, Ally Invest Securities LLC, and Zecco Trading, Inc.. Stephanie has a wide range of experience and holds several securities licenses including Series 3, 4, 7, 24, 30, and 63. Stephanie is also a Registered Options Principal.

Firm Information

Stephanie Dempster is currently registered with Tradestation Securities, Inc.. Tradestation Securities, Inc. is a Corporation that was formed on September 7, 1995. The firm is registered with the SEC and is also registered in 52 states.

Not reported

Assets Under Management

Not reported

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Dempster’s Registration & Firm History

FL

11/12/2021 - Present

Tradestation Securities, Inc. (PLANTATION FL)

FL

11/30/2020 - 10/12/2021

ROBINHOOD SECURITIES, LLC (LAKE MARY FL)

FL

06/23/2008 - 09/14/2020

ALLY INVEST SECURITIES LLC (FORT LAUDERDALE FL)

CA

09/20/2012 - 01/10/2013

ZECCO TRADING, INC. (GLENDALE CA)

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Licenses & Designations

BC

Issued 07/21/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2016

Series 30 - NFA Branch Manager Examination

BC

Issued 10/03/2011

Series 24 - General Securities Principal Examination

BC

Issued 04/27/2010

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2016

Series 3 - National Commodity Futures Examination

BC

Issued 06/22/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Stephanie Dempster. Review regulatory record here.
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