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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Morales is a financial advisor with Cetera Investment Advisers LLC, headquartered in Schaumburg, IL. Stephanie has been in the financial services industry since 1997 and is registered with the state of Arizona. Stephanie is dedicated to providing financial planning and investment services to her clients. Stephanie has experience working with individuals, families, and businesses. Stephanie also has experience working with insurance companies, banking institutions, and pension and profit-sharing plans.
PHOENIX, AZ
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
12/04/2000 - 12/23/2019
CUNA BROKERAGE SERVICES, INC. (TUCSON AZ)
MA
05/05/1997 - 12/13/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 11/13/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/1/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 5/2/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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