Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Notowich is a financial professional who has been active in the industry since December 1, 2017. Stephanie is currently registered with Foreside Fund Services, LLC in San Francisco, California. Stephanie holds a Series 7, Series 63, Series 6TO and SIE license. Stephanie is registered in 53 states and Puerto Rico as a Broker-Dealer. Previously, Stephanie worked at HSBC Securities, Inc. in New York City, New York from 1992 to 1996 and Lehman Brothers Inc. in New York, New York from 1992 to 1992.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/09/2022 - Present
Foreside Fund Services, LLC (San Francisco CA)
NY
08/28/1992 - 11/22/1996
HSBC SECURITIES, INC. (NEW YORK CITY NY)
NY
06/24/1992 - 08/03/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/08/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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