Unclaimed
Stephanie Cho is a registered representative with National Financial Services LLC and has been in the financial industry since September 27, 2010. Stephanie has passed the Series 65, 63, 7 and SIE exams. Previously, Stephanie worked at Fidelity Brokerage Services LLC and Hennion & Walsh, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/28/2018 - Present
National Financial Services LLC (JERSEY CITY NJ)
NJ
06/16/2014 - 02/02/2018
FIDELITY BROKERAGE SERVICES LLC (JERSEY CITY NJ)
NJ
08/24/2010 - 06/04/2014
HENNION & WALSH, INC. (PARSIPPANY NJ)
IA
Issued 05/13/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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