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Stephanie Cho

National Financial Services LLC

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About Stephanie Cho

Stephanie Cho is a registered representative with National Financial Services LLC and has been in the financial industry since September 27, 2010. Stephanie has passed the Series 65, 63, 7 and SIE exams. Previously, Stephanie worked at Fidelity Brokerage Services LLC and Hennion & Walsh, Inc..

Firm Information

Stephanie Cho is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Cho’s Registration & Firm History

NJ

02/28/2018 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

06/16/2014 - 02/02/2018

FIDELITY BROKERAGE SERVICES LLC (JERSEY CITY NJ)

NJ

08/24/2010 - 06/04/2014

HENNION & WALSH, INC. (PARSIPPANY NJ)

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Licenses & Designations

IA

Issued 05/13/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/16/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Cho.
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