Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Ayala is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in New York, NY. Stephanie has been in the financial services industry since 2018. Stephanie holds the Series 7, 63, and 65 licenses and has been registered in several states, including New York, Texas, and California. Stephanie previously worked at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC. Stephanie is a graduate of Syracuse University. Stephanie is a financial advisor who specializes in portfolio management for individuals, businesses and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/14/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/16/2019 - 05/03/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
09/04/2018 - 11/19/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
IA
Issued 02/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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