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Stephanie Catherine Street

Northwestern Mutual Investment Services, LLC

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About Stephanie Catherine Street

Stephanie Street is a registered representative with Northwestern Mutual Investment Services, LLC. Stephanie has been in the industry since August 2014. Stephanie has a Series 66 license, a Series 7 license and a SIE license. Stephanie is currently registered in Florida, Georgia, Indiana, New York and North Carolina. In addition to their current role, Stephanie has held positions with John Wright, Mike Campbell, Charles Harlan, Northwestern Mutual Wealth Management Co and James Young. Stephanie has worked with clients at Northwestern Mutual Investment Services, LLC since May 2014. Northwestern Mutual Investment Services, LLC is a firm located in Milwaukee, Wisconsin and has approximately 1 clients. The firm offers financial planning, investment research and referrals to other advisers. They have a total of 0 assets under management.

Firm Information

Stephanie Street is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1100 Peachtree St NE

Atlanta, GA 30309

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Stephanie Street’s Registration & Firm History

GA

05/12/2015 - Present

Northwestern Mutual Investment Services, LLC (Atlanta GA)

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Licenses & Designations

BOTH

Issued 5/5/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 8/25/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Catherine Street.
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