Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Carol Baker is a financial advisor with Stifel, Nicolaus & Company, Inc. Stephanie has been in the industry since June 2012. Stephanie has passed the Securities Industry Essentials Examination (SIE) and the Series 99 exam. Stephanie specializes in providing financial advice to individuals, families, and businesses. Stephanie’s firm, Stifel, Nicolaus & Company, Inc. is a full-service investment firm that offers a wide range of financial services, including investment management, brokerage, and financial planning. Stephanie's office is located at 775 Ridge Lake Blvd., Suite 200, Memphis, TN 38120.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/22/2022 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
06/04/2012 - 08/28/2023
VINING-SPARKS IBG, LLC (MEMPHIS TN)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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