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Stephanie Cadet

Btig, LLC

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About Stephanie Cadet

Stephanie Cadet is a financial advisor who has been in the industry since 2006. She is currently registered with BTIG, LLC, a firm that specializes in institutional brokerage and investment banking services. Prior to joining BTIG, LLC, Stephanie Cadet was affiliated with UBS FINANCIAL SERVICES INC. and UBS SECURITIES LLC. Stephanie Cadet has a broad range of experience and is licensed to sell securities in various states, including California, Colorado, Connecticut, Florida, Georgia, Illinois, Massachusetts, New Jersey, New Mexico, New York, Pennsylvania, Tennessee, Texas and Utah.

Firm Information

Stephanie Cadet is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Cadet’s Registration & Firm History

TX

10/24/2022 - Present

Btig, LLC (DALLAS TX)

TX

10/14/2020 - 11/01/2022

UBS FINANCIAL SERVICES INC. (DALLAS TX)

TX

10/14/2020 - 11/01/2022

UBS SECURITIES LLC (DALLAS TX)

TX

04/10/2017 - 09/02/2020

BTIG, LLC (DALLAS TX)

TX

09/04/2013 - 03/03/2017

CLSA AMERICAS, LLC (DALLAS TX)

NY

09/22/2008 - 02/26/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

TX

01/01/2006 - 09/22/2008

LEHMAN BROTHERS INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 02/25/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Cadet.
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