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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie C. Holmgren is a financial advisor with UBS Financial Services Inc. She is based in Omaha, Nebraska and has been in the industry since August 2008. Stephanie has a broad range of experience, and has previously worked at WELLS FARGO ADVISORS, LLC, FIRST NATIONAL CAPITAL MARKETS, and PRIMEVEST FINANCIAL SERVICES, INC. She is registered in 16 states, and holds licenses for Series 7, Series 63, Series 66 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NE
01/30/2014 - Present
UBS Financial Services Inc. (OMAHA NE)
NE
04/30/2012 - 02/03/2014
WELLS FARGO ADVISORS, LLC (OMAHA NE)
NE
06/01/2010 - 04/09/2012
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
08/05/2008 - 06/02/2010
PRIMEVEST FINANCIAL SERVICES, INC. (OMAHA NE)
BOTH
Issued 10/22/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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