Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Brackin Spaw is a registered investment advisor with Global Atlantic Distributors, LLC. Stephanie has been in the financial services industry since 2006. Stephanie holds Series 6, 7, 63 and 65 licenses. Stephanie has been with Global Atlantic Distributors, LLC since 2011. Previously Stephanie was employed by DIRECTED SERVICES LLC. Stephanie is registered to provide investment advice in Iowa, Nebraska, Pennsylvania, and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/11/2011 - Present
Global Atlantic Distributors, LLC (WAYNE PA)
PA
07/11/2006 - 11/30/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
IA
Issued 09/21/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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