Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Chapman is a financial advisor who has been working in the financial services industry since November 2014. Stephanie currently works for LPL Financial LLC and has been registered in Nebraska since June 2023. Stephanie has also held previous roles with BBVA Securities INC, PROEQUITIES, INC., and SAGEPOINT FINANCIAL, INC. Stephanie has experience working with clients in a variety of industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NE
06/15/2023 - Present
LPL Financial LLC (PAPILLION NE)
AL
10/24/2018 - 08/31/2021
BBVA SECURITIES INC. (BIRMINGHAM AL)
AL
03/02/2016 - 10/19/2018
PROEQUITIES, INC. (BIRMINGHAM AL)
AL
09/19/2014 - 01/19/2016
SAGEPOINT FINANCIAL, INC. (BIRMINGHAM AL)
IA
Issued 03/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2022
Series 4 - Registered Options Principal Examination
BC
Issued 02/19/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/04/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/16/2018
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/19/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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