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Stephanie Barres

Empower Financial Services, Inc.

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About Stephanie Barres

Stephanie Barres has been in the financial services industry since 1995. Stephanie is currently registered with Empower Financial Services, Inc. and has previously been registered with Janus Henderson Distributors, Transamerica Capital, Inc., Mountainview Securities, LLC, ALPS Distributors, Inc., and Invesco Distributors, Inc. Stephanie is licensed to sell securities in Colorado and Kansas.

Firm Information

Stephanie Barres is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Barres’s Registration & Firm History

CO

01/15/2020 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

08/12/2016 - 12/31/2019

JANUS HENDERSON DISTRIBUTORS (DENVER CO)

CO

05/13/2016 - 08/03/2016

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

07/06/2011 - 11/17/2014

MOUNTAINVIEW SECURITIES, LLC (DENVER CO)

CO

07/12/2005 - 07/01/2011

ALPS DISTRIBUTORS, INC. (DENVER CO)

TX

01/28/2004 - 04/27/2004

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

TX

09/25/1992 - 12/31/2003

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 06/07/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/16/2012

Series 24 - General Securities Principal Examination

BC

Issued 12/10/2001

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/23/2011

Series 7 - General Securities Representative Examination

BC

Issued 09/23/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Barres.
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