Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie B Werden is a financial advisor with Wells Fargo Clearing Services, LLC, based in San Francisco, CA. Stephanie has been in the financial industry since 2001 and holds Series 7, 9, 10, and 66 licenses. Stephanie also holds a Certified Financial Planner designation. Stephanie's experience includes previous roles at UBS Financial Services Inc., First Republic Securities Company, LLC, and AXA Advisors, LLC. Stephanie provides financial planning, portfolio management, and investment consulting services to individual and institutional clients. Stephanie is registered to offer investment advisory services in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/27/2016 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
08/01/2016 - 12/19/2016
AXA ADVISORS, LLC (SAN FRANCISCO CA)
CA
10/01/2008 - 12/12/2008
FIRST REPUBLIC SECURITIES COMPANY, LLC (SAN FRANCISCO CA)
CA
02/01/2001 - 04/21/2008
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
BOTH
Issued 10/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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