Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie B. Walsh is a financial advisor with Rockefeller Financial LLC. Stephanie has been in the financial services industry since 2012. Stephanie is registered with the state of Missouri and Texas as a registered representative (RA) and is also registered with the state of Missouri as an investment adviser representative (IA). Stephanie holds the Series 7 and Series 63 securities licenses as well as the Series 65 investment adviser license. Stephanie is also a Certified Financial Planner (CFP). Stephanie has experience working at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, N.A. prior to working at Rockefeller Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
05/28/2021 - Present
Rockefeller Financial LLC (Chesterfield MO)
MO
09/13/2012 - 06/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHESTERFIELD MO)
IA
Issued 03/07/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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