Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Harth is a financial advisor with over 20 years of experience in the industry. She is currently registered with Fidelity Brokerage Services LLC in Jacksonville, FL. Previously, Stephanie worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, NY. She holds several licenses and certifications including Series 7, 9, 10, 24 and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
08/13/2008 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
NY
09/05/2002 - 07/21/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 10/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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