Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Anne Ross is a financial advisor with LPL Financial LLC. Stephanie has been in the industry since 1998 and holds several licenses and certifications, including Series 6, 7, 24, 26 and SIE. Her past experience includes CCO Investment Services Corp., Charter One Securities, Inc. and Putnam Mutual Funds Corp. Stephanie specializes in various financial products and services and provides investment advice to a variety of clients, including individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
10/16/2008 - Present
LPL Financial LLC (ROCKLAND MA)
MA
04/08/1999 - 10/30/2006
CCO INVESTMENT SERVICES CORP. (QUINCY MA)
OH
10/19/2005 - 12/02/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
MA
05/21/1998 - 01/22/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BC
Issued 09/28/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/19/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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