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Stephanie Anne O'Neill

Penserra Securities, LLC

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About Stephanie Anne O'Neill

Stephanie O'Neill is a registered representative with Penserra Securities, LLC, a broker-dealer firm located in New York City. Stephanie has been in the financial services industry for over 24 years. She holds Series 7, Series 63 and SIE licenses. Her areas of expertise include securities trading, investment management, and retirement planning. Prior to joining Penserra Securities, LLC, Stephanie worked at BB&T Securities, LLC, Scott & Stringfellow, LLC, and Advest, Inc. Stephanie's experience and commitment to client service make her a valuable asset to Penserra Securities, LLC.

Firm Information

Stephanie O'Neill is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie O'Neill’s Registration & Firm History

NY

07/31/2017 - Present

Penserra Securities, LLC (New York NY)

NJ

01/02/2013 - 11/27/2015

BB&T SECURITIES, LLC (RED BANK NJ)

NJ

08/27/2007 - 01/02/2013

SCOTT & STRINGFELLOW, LLC (RED BANK NJ)

CT

08/20/1997 - 10/22/2004

ADVEST, INC. (HARTFORD CT)

NY

09/30/1993 - 08/04/1997

COWEN & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephanie Anne O'Neill.
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