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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Nilsen is a financial advisor with Morgan Stanley and has been in the financial services industry since 2001. Stephanie is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 7, 63, 65, and 24. Stephanie has experience working with individuals, high-net-worth individuals, corporations, and institutions. Stephanie provides a wide range of services, including financial planning, asset allocation advice, and portfolio management. Stephanie is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/08/2020 - Present
Morgan Stanley (Naples FL)
FL
08/15/2012 - 01/29/2014
CAPITAL GUARDIAN, LLC (MIAMI FL)
FL
07/27/2011 - 08/16/2012
MORGAN STANLEY SMITH BARNEY (W. PALM BEACH FL)
FL
02/11/2010 - 06/08/2011
ROYAL ALLIANCE ASSOCIATES, INC. (BOCA RATON FL)
FL
03/18/2009 - 11/02/2009
OPPENHEIMER & CO. INC. (SARASOTA FL)
FL
06/29/2006 - 03/17/2009
STANFORD GROUP COMPANY (BOCA RATON FL)
FL
12/04/2001 - 06/15/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (WEST PALM BEACH FL)
NY
02/02/2001 - 11/12/2001
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NJ
06/27/2000 - 12/18/2000
J. B. HANAUER & CO. (PARSIPPANY NJ)
IA
Issued 01/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/17/2004
Series 4 - Registered Options Principal Examination
BC
Issued 03/11/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2016
Series 3 - National Commodity Futures Examination
BC
Issued 06/26/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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