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Stephanie Anne Libien

Jefferies LLC

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About Stephanie Anne Libien

Stephanie Libien is a financial advisor with Jefferies LLC. Stephanie has been in the financial services industry since 2007. She holds Series 7, 24, 55, 57TO, and 63 licenses. Stephanie is registered in all 50 states and the District of Columbia. Prior to joining Jefferies LLC, Stephanie worked at UBS Securities LLC.

Firm Information

Stephanie Libien is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Libien’s Registration & Firm History

CA

06/08/2009 - Present

Jefferies LLC (SAN FRANCISCO CA)

CA

02/21/2007 - 06/02/2009

UBS SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 03/09/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/17/2021

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/20/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Stephanie Anne Libien.
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