Unclaimed
Stephanie Anne Brown is a financial advisor currently working with Fidelity Brokerage Services LLC, located in Covington, KY. Stephanie has been working in the financial industry for 22 years. Stephanie obtained her Series 7 and Series 63 licenses. Stephanie also obtained her SIE license in 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
02/26/2009 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
02/08/2008 - 12/12/2008
NATIONAL FINANCIAL SERVICES LLC (COVINGTON KY)
KY
12/21/2000 - 07/20/2007
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 01/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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