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Stephanie Ann Land

Nuveen Securities, LLC

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About Stephanie Ann Land

Stephanie Ann Land is a securities professional with experience in the financial services industry. Stephanie is currently registered with Nuveen Securities, LLC and holds the Series 7, Series 24, and SIE licenses. Stephanie has been in the industry since June 8, 2017. Stephanie's primary office location is in Los Angeles, California.

Firm Information

Stephanie Land is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephanie Land’s Registration & Firm History

CA

06/09/2017 - Present

Nuveen Securities, LLC (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 03/02/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephanie Ann Land.
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