Unclaimed
Stephanie Adams has been working in the financial services industry since 2002. Stephanie is currently registered with Global Atlantic Distributors, LLC and has been with the firm since 2015. Prior to that, Stephanie worked at VP Distributors LLC, Hartford Investment Financial Services, LLC and ING Financial Advisers, LLC. Stephanie is licensed to sell securities in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/09/2015 - Present
Global Atlantic Distributors, LLC (HARTFORD CT)
CT
04/08/2013 - 12/18/2014
VP DISTRIBUTORS LLC (HARTFORD CT)
CT
05/15/2007 - 05/15/2012
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (SIMSBURY CT)
CT
07/10/2006 - 03/19/2007
ING FINANCIAL ADVISERS, LLC (HARTFORD CT)
CA
09/04/2001 - 06/30/2006
COMMONWEALTH FINANCIAL NETWORK (SAN DIEGO CA)
BOTH
Issued 10/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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