Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Brand has been in the financial services industry since December 2008. Stephanie is a registered representative with Morgan Stanley. Stephanie is licensed in New York and Texas. Stephanie has held prior positions with Wells Fargo Advisors, LLC, Vanderbilt Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and Citigroup Global Markets Inc. Stephanie provides financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
11/15/2022 - Present
Morgan Stanley (Garden City NY)
NY
04/15/2021 - 09/16/2021
VANDERBILT SECURITIES, LLC (WOODBURY NY)
NY
05/17/2017 - 04/20/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JERICHO NY)
NY
04/02/2015 - 05/02/2017
WELLS FARGO CLEARING SERVICES, LLC (WOODBURY NY)
NY
02/27/2014 - 04/15/2015
MORGAN STANLEY (MELVILLE NY)
NY
08/30/2010 - 02/18/2014
WELLS FARGO ADVISORS, LLC (SMITHTOWN NY)
NY
10/26/2007 - 09/10/2010
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
09/29/2007 - 11/02/2007
CITIGROUP GLOBAL MARKETS INC. (GARDEN CITY NY)
IA
Issued 10/10/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/31/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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